SEC Announces 2021 Enforcement Priorities Figure

March 22, 2021  |  Business, Corporate & Securities, Insights, Investment Management & Private Funds

SEC Announces 2021 Enforcement Priorities

Scott Stokes Named Managing Director at Rich May, P.C. Figure

March 1, 2021  |  Firm News

Scott Stokes Named Managing Director at Rich May, P.C.

SEC Modernizes Marketing Rule for Investment Advisers Figure

January 19, 2021  |  Business, Corporate & Securities, Insights

SEC Modernizes Marketing Rule for Investment Advisers

Unregistered Finder Able to Enforce Vaguely Worded Finders’ Fee Agreement Figure

March 6, 2020  |  Insights, Investment Management & Private Funds

Unregistered Finder Able to Enforce Vaguely Worded Finders’ Fee Agreement

Additional Guidance on Fiduciary Rule as it Applies to Investment Advisers Figure

June 7, 2017  |  Insights, Investment Management & Private Funds

Additional Guidance on Fiduciary Rule as it Applies to Investment Advisers

Clarification of the Custody Rule and Standing Letters of Instruction Figure

March 10, 2017  |  Insights, Investment Management & Private Funds

Clarification of the Custody Rule and Standing Letters of Instruction