CLIENT ALERT: Form N-PX – What Private Fund Investment Advisers Need to Know Figure

July 1, 2024  |  Business, Corporate & Securities, Insights

CLIENT ALERT: Form N-PX – What Private Fund Investment Advisers Need to Know

Analyzing the SEC’s Latest Changes to Private Fund Adviser Rules Figure

September 6, 2023  |  Insights, Investment Management & Private Funds

Analyzing the SEC’s Latest Changes to Private Fund Adviser Rules

2023 Investment Adviser Compliance Calendar Figure

March 14, 2023  |  Business, Corporate & Securities, Insights, Investment Management & Private Funds

2023 Investment Adviser Compliance Calendar

Congress Passes New Exemption from Registration for M&A Brokers Figure

February 16, 2023  |  Business, Corporate & Securities, Insights, Investment Management & Private Funds

Congress Passes New Exemption from Registration for M&A Brokers

SEC Releases 2023 Examination Priorities for Investment Advisers and Broker-Dealers Figure

February 15, 2023  |  Business, Corporate & Securities, Insights, Investment Management & Private Funds

SEC Releases 2023 Examination Priorities for Investment Advisers and Broker-Dealers

SEC Announces 2021 Enforcement Priorities Figure

March 22, 2021  |  Business, Corporate & Securities, Insights, Investment Management & Private Funds

SEC Announces 2021 Enforcement Priorities

Scott Stokes Named Managing Director at Rich May, P.C. Figure

March 1, 2021  |  Firm News

Scott Stokes Named Managing Director at Rich May, P.C.

SEC Modernizes Marketing Rule for Investment Advisers Figure

January 19, 2021  |  Business, Corporate & Securities, Insights

SEC Modernizes Marketing Rule for Investment Advisers

Unregistered Finder Able to Enforce Vaguely Worded Finders’ Fee Agreement Figure

March 6, 2020  |  Insights, Investment Management & Private Funds

Unregistered Finder Able to Enforce Vaguely Worded Finders’ Fee Agreement

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