Congress Passes New Exemption from Registration for M&A Brokers Figure

February 16, 2023  |  Business, Corporate & Securities, Insights, Investment Management & Private Funds

Congress Passes New Exemption from Registration for M&A Brokers

SEC Releases 2023 Examination Priorities for Investment Advisers and Broker-Dealers Figure

February 15, 2023  |  Business, Corporate & Securities, Insights, Investment Management & Private Funds

SEC Releases 2023 Examination Priorities for Investment Advisers and Broker-Dealers

Rich May Client Valsoft Named #1 on Canada’s Enterprise Fast 15 List Figure

November 19, 2021  |  Firm News

Rich May Client Valsoft Named #1 on Canada’s Enterprise Fast 15 List

SEC Updates Guidance to Investment Advisors on Disclosure of PPP Loans Figure

April 30, 2020  |  Business, Corporate & Securities, COVID-19, Insights

SEC Updates Guidance to Investment Advisors on Disclosure of PPP Loans

SEC’s Office of Compliance Inspections and Examinations Announces Common Best Execution Issues Figure

July 19, 2018  |  Business, Corporate & Securities, Insights

SEC’s Office of Compliance Inspections and Examinations Announces Common Best Execution Issues

Additional Guidance on Fiduciary Rule as it Applies to Investment Advisers Figure

June 7, 2017  |  Insights, Investment Management & Private Funds

Additional Guidance on Fiduciary Rule as it Applies to Investment Advisers

Clarification of the Custody Rule and Standing Letters of Instruction Figure

March 10, 2017  |  Insights, Investment Management & Private Funds

Clarification of the Custody Rule and Standing Letters of Instruction