POSTED IN: Investment Management and Private Funds
on June 13, 2014A longstanding grey area of the law has been the broker-dealer registration requirements for finders – those persons or businesses effecting or facilitating transactions to raise capital through the sale of securities.
POSTED IN: Business, Corporate & Securities, Investment Management and Private Funds, Real Estate, & Venture Capital & Emerging Companies
on January 11, 2013If you have been involved in a business transaction, then you have likely signed a letter of intent (sometimes referred to as a “memorandum of understanding” or “term sheet”). The purpose of a letter of intent is to outline the key terms of a deal before more detailed agreements are finalized.