Finally Some Limited Relief for "Finder" Business Brokers

on June 13, 2014

A longstanding grey area of the law has been the broker-dealer registration requirements for finders – those persons or businesses effecting or facilitating transactions to raise capital through the sale of securities.

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Letter of Intent: Avoid Common Pitfalls

on January 11, 2013

If you have been involved in a business transaction, then you have likely signed a letter of intent (sometimes referred to as a “memorandum of understanding” or “term sheet”). The purpose of a letter of intent is to outline the key terms of a deal before more detailed agreements are finalized.

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